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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-04
NY RA APPROVED 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2025-08-04
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

225 Old Loudon Road, Latham, NY 12110 • United States

Valatie, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2007 06/2020
Equitable Advisors, Llc New York NY 07/2007 Present
Other Businesses

1) owner of 2nd home/AirBnB Rental 9 Atlantic St Newport, RI 02840, Start date: 08/01/2019, 5 hours/month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-26
  • S66 Uniform Combined State Law Examination
    2007-10-26

View on SEC IAPD

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