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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-10-24 |
Branch Locations
600 Portland Avenue South, Minneapolis, MN 55415 • United States
11808 Miracle Hill Drive Suite 110, Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Lights Distributors, Llc | Omaha | NE | 03/2008 | 12/2019 |
| Orion Portfolio Solutions, Llc | Omaha | NE | 06/2007 | 10/2023 |
| Brinker Capital Investments | Omaha | NE | 06/2007 | 10/2023 |
| Thrivent Advisor Network, Llc | Omaha | NE | 10/2023 | Present |
1) Name: TLSC19, LLC; Investment-Related: No; Address: 1207 S 107th ST, Omaha, NE, 68124; Nature of Business: Entity to hold land for development; Position: Owner; Start Date: 7/12/2024; Number of Hours per Month spent on Business: 0; Duties: Managing Member
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-05-07 |
| S65 | Uniform Investment Adviser Law Examination | 2013-11-13 |
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