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Rory Dean Miller

Madison Avenue Securities, LLC

San Diego, CA

San Diego, CA

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Current Employers
Madison Avenue Securities, Llc

13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-01
  • CA RA
    APPROVED
    Since 2026-06-01

Branch Locations

13500 Evening Creek Dr N #555, San Diego, CA 92128 • USA

13500 Evening Creek Dr N #555, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Madison Avenue Securities San Diego CA 06/2026 Present
Bofi Federal Bank San Diego CA 03/2016 10/2016
National Planning Corporation El Segundo CA 10/2016 12/2017
Lpl Financial San Diego CA 03/2017 05/2026
  • 06/2026 → Present
    Madison Avenue Securities
    San Diego, CA
  • 03/2016 → 10/2016
    Bofi Federal Bank
    San Diego, CA
  • 10/2016 → 12/2017
    National Planning Corporation
    El Segundo, CA
  • 03/2017 → 05/2026
    Lpl Financial
    San Diego, CA
Previous Registrations
  • 2018-04-05 → 2026-04-17
    Lpl Financial Llc
    San Diego, CA
    San Diego, CA
  • 2017-12-18 → 2018-01-02
    National Planning Corporation
    El Segundo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-18
S63 Uniform Securities Agent State Law Examination 2017-05-19
  • S65 Uniform Investment Adviser Law Examination
    2017-12-18
  • S63 Uniform Securities Agent State Law Examination
    2017-05-19
Other Names
  • Rory Dean Miller
  • Rory Miller
  • Rory Miller
  • Rory Dean Miller

View on SEC IAPD

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