Rory Dean Miller

Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Madison Avenue Securities
  San Diego, CA
• 03/2016 → 10/2016
  Bofi Federal Bank
  San Diego, CA
• 10/2016 → 12/2017
  National Planning Corporation
  El Segundo, CA
• 03/2017 → 05/2026
  Lpl Financial
  San Diego, CA

Previous Registrations

• 2018-04-05 → 2026-04-17
  Lpl Financial Llc
  San Diego, CA
  San Diego, CA
• 2017-12-18 → 2018-01-02
  National Planning Corporation
  El Segundo, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-12-18
• S63 Uniform Securities Agent State Law Examination
  2017-05-19

Other Names

• Rory Dean Miller
• Rory Miller
• Rory Miller
• Rory Dean Miller