John Van Steen

Current Employers

Employment History

• 08/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY
• 01/2011 → Present
  Bank Of America, N.A.
  White Plains, NY

Other Businesses

I*36417 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FINRA INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10006 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OTHER, ARBITRATOR START DATE OF RELATIONSHIP: 9/23/2005 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10 DUTIES: I AM AN ARBITRATOR FOR FINRA DISPUTE RESOLUTION I*37884 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE VAN STEEN FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: OSSINING, NEW YORK 10562 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 11/15/2000 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A NON-PROFIT FOUNDATION ORGANIZED EXCLUSIVELY FOR CHARITABLE, RELIGIOUS, EDUCATIONAL AND SCIENTIFIC PURPOSES INCLUDING MAKING DISTRIBUTIONS TO ORGANIZATIONS THAT QUALIFY AS EXEMPT ORGANIZATIONS UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE

Exams

• S66 Uniform Combined State Law Examination
  2007-10-16
• S65 Uniform Investment Adviser Law Examination
  2006-11-01

Other Names

• John Clark Van Steen