Thanh Thi Nguyen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 05/2023
  New York Life Insurance Co
  Mobile, AL
• 03/2016 → 05/2023
  Nylife Securities Llc
  Mobile, AL
• 09/2016 → 05/2023
  Eagle Strategies Llc
  Mobile, AL
• 05/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 05/2023 → Present
  Bank Of America, N.A.
  Houston, TX

Previous Registrations

• 2016-09-13 → 2023-05-11
  Eagle Strategies Llc
  Mobile, AL
  Houston, TX

Other Businesses

I*1301275For profit or not for profit: Name of outside business organization: Nguyen Sisters Investments, LLCInvestment related: NAddress of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Commercial Real Estate Holding Company, Member. I*1798306 Entity Type: N/A Name of OBA: Riman Address: N/A Investment Related: No Position, Title, Association: N/A Employee Start Date: N/A No Hours: N/A No Hours during trading: N/A Duties: My husband is selling skincare products with Riman and I go with him to their conventions for moral support. I use the skincare line myself.

Exams

• S66 Uniform Combined State Law Examination
  2016-03-02

Other Names

• Thanh Thi Nguyen
• Thanh Nguyen
• Thanh T Nguyen