Seth N Maulfair

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 12/2016
  Lincoln Investment
  Bethlehem, PA
• 01/2017 → Present
  Cjm Custom Carpentry
  Allentown, PA
• 08/2017 → 02/2021
  Guardian Life Insurance Co Of America
  Bethlehem, PA
• 06/2018 → 02/2021
  Park Avenue Securities, Llc
  Bethlehem, PA
• 03/2021 → 01/2024
  Morgan Stanley
  Allentown, PA
• 01/2024 → Present
  Commonwealth Financial Network
  Waltham, MA
• 01/2024 → Present
  Peoples & Co Private Wealth Stewardship
  Allentown, PA

Previous Registrations

• 2021-04-16 → 2024-01-23
  Morgan Stanley
  Allentown, PA
• 2018-06-04 → 2021-02-23
  Park Avenue Securities Llc
  Bethlehem, PA
• 2016-05-26 → 2017-07-11
  Lincoln Investment
  Bethlehem, PA
• 2016-04-26 → 2017-07-11
  Capital Analysts
  Bethlehem, PA
• 2016-02-22 → 2016-05-26
  Lincoln Investment
  Bethlehem, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-22
• S63 Uniform Securities Agent State Law Examination
  2008-12-02

Other Names

• Seth Nathaniel Maulfair