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Steven M Tavares

Cetera Investment Advisers LLC

North Haven, CT

Cheshire, CT

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-09-30
  • CT RA
    APPROVED
    Since 2024-09-30

Branch Locations

127 Washington Ave 2Nd Floor West, North Haven, CT 06473 • United States

Cheshire, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial North Haven CT 05/2007 06/2019
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
Cetera Investment Advisers Llc North Havent CT 09/2024 Present
  • 05/2007 → 06/2019
    Foresters Financial
    North Haven, CT
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 09/2024 → Present
    Cetera Investment Advisers Llc
    North Havent, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-28
S63 Uniform Securities Agent State Law Examination 2007-07-17
  • S66 Uniform Combined State Law Examination
    2024-09-28
  • S63 Uniform Securities Agent State Law Examination
    2007-07-17

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · NORTH HAVEN, CT
CETERA INVESTMENT ADVISERS LLC · NORTH HAVEN, CT
COMMONWEALTH FINANCIAL NETWORK · NORTH HAVEN, CT
LPL FINANCIAL LLC · NORTH HAVEN, CT
GATEWAY WEALTH PARTNERS, LLC · North Haven, CT
KEY INVESTMENT SERVICES LLC · NORTH HAVEN, CT
BELPOINTE ASSET MANAGEMENT LLC · North Haven, CT
INNOVATIVE ASSET ADVISORS GROUP · North Haven, CT

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