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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-02-13
TX RA APPROVED 2024-02-13
  • MO RA
    APPROVED
    Since 2024-02-13
  • TX RA
    APPROVED
    Since 2024-02-13

Branch Locations

7700 Forsyth Blvd Floor 12 Ste 1200, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Clayton MO 09/2010 Present
Jpmorgan Chase Bank Na Clayton MO 08/2010 Present
  • 09/2010 → Present
    Jpmorgan Securities Llc
    Clayton, MO
  • 08/2010 → Present
    Jpmorgan Chase Bank Na
    Clayton, MO
Other Businesses

Entity Name: STL YouthJobs Investment related: No "Address: 4818 Washington Blvd. Suite 106 St. Louis, MO 63108 https://www.stlyouthjobs.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 05/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: STL Youth Jobs is a 501(c)(3) nonprofit organization that provides meaningful paid work experiences and trainings for young people, ages 14-24, in the St. Louis, MO region.. There is connection to JPMC only in that our Foundation has in the past and likely will in the future provide funding, given the organization's connection to our philanthropic pillars. Related to below question, unknown at this point what my committee roles would be."

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-13
S63 Uniform Securities Agent State Law Examination 2009-06-30
  • S65 Uniform Investment Adviser Law Examination
    2024-02-13
  • S63 Uniform Securities Agent State Law Examination
    2009-06-30

View on SEC IAPD

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