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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-09-12 |
| TX | RA | APPROVED | 2024-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mountain Home | AR | 01/2009 | 10/2018 |
| Raymond James Financial Services, Inc. | Mountain Home | AR | 10/2018 | 09/2024 |
| Raymond James Financial Services Advisors, Inc. | Mountain Home | AR | 10/2018 | 09/2024 |
| Fsis Group | Mountain Home | AR | 10/2018 | 09/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2024 | Present |
1) BOMBER BOOSTER FOUNDATION, 971 COLEY DRIVE MOUNTAIN HOME AR, 09/2024, BOARD MEMBER, SPORT/FITNESS/GAMING, NIR, 1 HR/MO 1 HR/MO TRADING 2) ROTARY CLUB OF MOUNTAIN HOME BOARD OF DIRECTORS. PO BOX 1509 MOUNTAIN HOME AR, 09/2024, PRESIDENT, CIVIC, NIR, 8 HR/MO 5 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 09/2024 4) ASCEND WEALTH MANAGEMENT, LLC, 226 E 1st Street, Mountain Home AR 72653, 04/2026, President, DBA Name, INV REL, 40 HR/MO, 8 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-18 |
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