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Susan Leigh Cattand

Morgan Stanley

Greenwood Village, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-08-11
TX RA APPROVED 2025-08-11
  • CO RA
    APPROVED
    Since 2025-08-11
  • TX RA
    APPROVED
    Since 2025-08-11

Branch Locations

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Henderson Distributors Denver CO 02/2020 01/2022
Janus Management Holdings Corp. Denver CO 04/2007 02/2020
Janus Management Holdings Corp. Denver CO 02/2020 01/2021
Janus Henderson Investors Us Llc Denver CO 01/2021 05/2025
Janus Henderson Distributors Us Llc Denver CO 01/2022 05/2025
Morgan Stanley Greenwood Village CO 05/2025 Present
  • 02/2020 → 01/2022
    Janus Henderson Distributors
    Denver, CO
  • 04/2007 → 02/2020
    Janus Management Holdings Corp.
    Denver, CO
  • 02/2020 → 01/2021
    Janus Management Holdings Corp.
    Denver, CO
  • 01/2021 → 05/2025
    Janus Henderson Investors Us Llc
    Denver, CO
  • 01/2022 → 05/2025
    Janus Henderson Distributors Us Llc
    Denver, CO
  • 05/2025 → Present
    Morgan Stanley
    Greenwood Village, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-11
S63 Uniform Securities Agent State Law Examination 2020-05-22
  • S65 Uniform Investment Adviser Law Examination
    2025-08-11
  • S63 Uniform Securities Agent State Law Examination
    2020-05-22
Other Names
  • Susan King
  • Susan Leigh King

View on SEC IAPD

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ANDREW T DODDS
DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO
CONCURRENT INVESTMENT ADVISORS, LLC · Greenwood Village, CO

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