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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-04 |
Branch Locations
2002 Judson Road Suite 202, Longview, TX 75605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Longview | TX | 10/2018 | Present |
| Brown Brothers Harriman & Co | Boston | MA | 05/2007 | 05/2018 |
| Unemployed | Longview | MA | 06/2018 | 10/2018 |
1. Notary Public State of Texas; 2002 Judson Rd Longview TX 75605; Notary; Notary for clients;4/1/19; 1 hr/yr; during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-09 |
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