Sukhman P Kaur

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-05-11
CA	RA	APPROVED	2026-03-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors Llc	Norco	CA	12/2015	11/2016
Wells Fargo Bank, Na	Norco	CA	08/2014	02/2019
Wells Fargo Clearing Services, Llc	Norco	CA	11/2016	02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newport Beach	CA	11/2025	Present
Bank Of The West	Mission Viejo	CA	03/2019	05/2022
Bank Of The West	Tustin	CA	05/2022	09/2023
Bmo	Tustin	CA	09/2023	03/2024
City National Bank	Irvine	CA	09/2024	11/2025
Unemployed	Corona	CA	03/2024	09/2024
Bank Of America, N.A.	Newport Beach	CA	01/2026	Present

12/2015 → 11/2016

Wells Fargo Advisors Llc

Norco, CA
08/2014 → 02/2019

Wells Fargo Bank, Na

Norco, CA
11/2016 → 02/2019

Wells Fargo Clearing Services, Llc

Norco, CA
11/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA
03/2019 → 05/2022

Bank Of The West

Mission Viejo, CA
05/2022 → 09/2023

Bank Of The West

Tustin, CA
09/2023 → 03/2024

Bmo

Tustin, CA
09/2024 → 11/2025

City National Bank

Irvine, CA
03/2024 → 09/2024

Unemployed

Corona, CA
01/2026 → Present

Bank Of America, N.A.

Newport Beach, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-06

Other Firms