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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

2265 Otay Lakes Rd, Chula Vista, CA 91915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank San Diego CA 06/2000 Present
Wells Fargo Advisors Llc San Diego CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
  • 06/2000 → Present
    Wells Fargo Bank
    San Diego, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    San Diego, CA
  • 11/2016 → Present
    San Diego, CA
Previous Registrations
  • 2009-06-29 → 2011-01-03
    Wells Fargo Investments, Llc
    San Diego, CA
Other Businesses

VOLT WORKFORCE SOLUTIONS, NOT INV RELATED, SAN DIEGO, CA, PACKAGE SORTER, START 5/20/2024, 120 HRS PER WEEK, 0 HRS DURING TRADING, SCANNING PACKAGES/BOXES FROM AMAZON PRIME TO SHIP TO AMAZON HUBS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-26
  • S66 Uniform Combined State Law Examination
    2009-06-26

View on SEC IAPD

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