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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-10 |
| IN | RA | APPROVED | 2018-11-02 |
Branch Locations
3900 Edison Lakes Pkwy Suite 120, Mishawaka, IN 46545 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Mishawaka | IN | 04/2007 | 11/2018 |
| John Hancock Financial Network | Mishawaka | IN | 11/2006 | 11/2018 |
| Osaic Wealth Inc | Mishawaka | IN | 11/2018 | Present |
1. INSURANCE BROKER POSITION: sole Proprietor NATURE: Insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/27/2006 ADDRESS: 3900 Edison Lakes Pkwy, Suite 120, Mishawaka IN 46545, United States DESCRIPTION: Life Insurance, Health Insurance, Fixed Annuities. 2. VANTAGEPOINTE FINANCIAL GROUP POSITION: Vice President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2013 ADDRESS: 3900 Edison Lakes Pkwy, Suite 120, Mishawaka IN 46545, United States DESCRIPTION: Sales/Marketing of securities, investment advisory and insurance products. 3. SOUTH BEND SYMPHONY ORCHESTRA BOARD POSITION: Board Member NATURE: Non-profit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2023 ADDRESS: 127 N. Michigan St, South Bend IN 46601, United States DESCRIPTION: Participate in events and meetings. 4. BEACON MEDICAL GROUP BOARD POSITION: Board Member NATURE: Board of Directors for non-profit medical group. Organized as a 501(c)(3). INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 710 N. Niles Ave., South Bend IN 46617, United States DESCRIPTION: Attend quarterly board meetings. Provide a non-medical point of view to the board.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-26 |
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