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Bradley Christopher Davis

Capital Client Group, Inc.

Carmel, IN

San Antonio, TX

Carmel, IN

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-04-02
  • IN RA
    APPROVED
    Since 2019-04-02

Branch Locations

12711 N. Meridian Street, Carmel, IN 46032 • United States

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Carmel IN 02/2013 01/2021
American Funds Carmel IN 01/2021 Present
  • 02/2013 → 01/2021
    American Funds
    Carmel, IN
  • 01/2021 → Present
    American Funds
    Carmel, IN
Previous Registrations
  • 2009-08-25 → 2009-11-11
    Edward Jones
    Glen Ellyn, IL
    St Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-23
S63 Uniform Securities Agent State Law Examination 2013-04-16
S66 Uniform Combined State Law Examination 2009-08-20
  • S65 Uniform Investment Adviser Law Examination
    2013-08-23
  • S63 Uniform Securities Agent State Law Examination
    2013-04-16
  • S66 Uniform Combined State Law Examination
    2009-08-20
Other Names
  • Bradley C Davis
  • Brad Davis

View on SEC IAPD

Other Firms

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OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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