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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-16 |
Branch Locations
100 South Fifth Street Suite 2300, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Insurance Group | Minneapolis | MN | 12/2011 | Present |
| Mml Investors Services Llc | Minneapolis | MN | 12/2011 | Present |
(1) NAME: ROYA, LLC INV REL: Y ADD: 100 S. FIFTH STREET, SUITE 2300, MINNEAPOLIS, MN 55402 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 4/1/13 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, AND HEALTH (2) NAME: LYN-LAKE DUPLEX INV REL: Y ADD: 3136 GARFIELD AVE MINNEAPOLIS, MN. 55408 NATURE: SIMPLE RENTAL PROPERTY POSTIION: OWNERSHIP START DATE: 1/16/2018 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 1 (3) NAME: PINNACLE EMPLOYEE BENEFITS, INV REL: Y, ADD: 710 31ST AVE SW, SUITE 3, MINOT, ND 58701 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 5/1/2024, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 10, DUTIES: HEALTH AND GROUP BENEFITS (4) NAME: VAULT FINANCIAL LLC INV REL: Y ADD: 100 S. FIFTH STREET, SUITE 2300, MINNEAPOLIS, MN 55402 NATURE: LEGAL ENTITY FOR BUSINESS PURPOSES POSITION: OWNER START DATE: 05/05/2026 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: NO COMPENSATION - LEGAL ENTITY FOR BUSINESS PURPOSES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-06-14 |
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