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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-16
  • MN RA
    APPROVED
    Since 2013-12-16

Branch Locations

100 South Fifth Street Suite 2300, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Insurance Group Minneapolis MN 12/2011 Present
Mml Investors Services Llc Minneapolis MN 12/2011 Present
Other Businesses

(1) NAME: ROYA, LLC INV REL: Y ADD: 100 S. FIFTH STREET, SUITE 2300, MINNEAPOLIS, MN 55402 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 4/1/13 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, AND HEALTH (2) NAME: LYN-LAKE DUPLEX INV REL: Y ADD: 3136 GARFIELD AVE MINNEAPOLIS, MN. 55408 NATURE: SIMPLE RENTAL PROPERTY POSTIION: OWNERSHIP START DATE: 1/16/2018 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 1 (3) NAME: PINNACLE EMPLOYEE BENEFITS, INV REL: Y, ADD: 710 31ST AVE SW, SUITE 3, MINOT, ND 58701 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 5/1/2024, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 10, DUTIES: HEALTH AND GROUP BENEFITS (4) NAME: VAULT FINANCIAL LLC INV REL: Y ADD: 100 S. FIFTH STREET, SUITE 2300, MINNEAPOLIS, MN 55402 NATURE: LEGAL ENTITY FOR BUSINESS PURPOSES POSITION: OWNER START DATE: 05/05/2026 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: NO COMPENSATION - LEGAL ENTITY FOR BUSINESS PURPOSES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-06-14
  • S63 Uniform Securities Agent State Law Examination
    2007-06-14
Other Names
  • Jeff Marshall Albin
  • Jeff Albin

View on SEC IAPD

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