Lee Shoji Yamane

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2011-08-17

HI RA
APPROVED

Since 2011-08-17

Branch Locations

1003 Bishop Street Pauahi Tower, Suite 1450, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	01/2007	06/2020
Equitable Advisors, Llc	New York	NY	01/2007	Present

01/2007 → 06/2020

Axa Advisors, Llc

New York, NY
01/2007 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

PUBLIC NOTARY. NOT INVESTMENT RELATED. 1003 BISHOP STREET, SUITE 1450, HONOLULU, HI 96813. Provide notary service for Equitable clients. Title is Notary. Start date 03/29/2018. One hour per month, zero annual compensation. Provide notary service for Equitable clients. I do not charge for this service.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-21

S66 Uniform Combined State Law Examination

2011-07-21

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

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