Stephen Anthony Luthmann

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-06
NJ	RA	APPROVED	2023-03-31

TX RA
APPROVED

Since 2026-01-06
NJ RA
APPROVED

Since 2023-03-31

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

17 Woodbridge Center Dr, Woodbridge, NJ 07095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Securities Llc	Monroe	NJ	09/2014	03/2023
Wells Fargo Clearing Services, Llc	Summit	NJ	03/2023	Present

09/2014 → 03/2023

Jpmorgan Securities Llc

Monroe, NJ
03/2023 → Present

Wells Fargo Clearing Services, Llc

Summit, NJ

Previous Registrations

2014-09-30 → 2023-04-01

J.P. Morgan Securities Llc

Monroe, NJ

East Windsor, NJ

Matawan, NJ
2010-05-20 → 2014-10-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
2009-06-26 → 2010-05-04

Morgan Stanley

Warren, NJ

Other Businesses

LEGACY 7 HOLDINGS LLC; NOT INV. RELATED; CHEYENNE, WY; 50% OWNERSHIP; HOLDING COMPANY FOR AMAZON FBA ECOMMERCE STARTUP; START DATE 5/22/2024; 0 HOURS PER MONTH; DUTIES: NONE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-06-25

S66 Uniform Combined State Law Examination

2009-06-25

Other Names

Stephen A Luthmann

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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