Stephen Anthony Luthmann

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 03/2023
  Jpmorgan Securities Llc
  Monroe, NJ
• 03/2023 → Present
  Wells Fargo Clearing Services, Llc
  Summit, NJ

Previous Registrations

• 2014-09-30 → 2023-04-01
  J.P. Morgan Securities Llc
  Monroe, NJ
  East Windsor, NJ
  Matawan, NJ
• 2010-05-20 → 2014-10-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 2009-06-26 → 2010-05-04
  Morgan Stanley
  Warren, NJ

Other Businesses

LEGACY 7 HOLDINGS LLC; NOT INV. RELATED; CHEYENNE, WY; 50% OWNERSHIP; HOLDING COMPANY FOR AMAZON FBA ECOMMERCE STARTUP; START DATE 5/22/2024; 0 HOURS PER MONTH; DUTIES: NONE.

Exams

• S66 Uniform Combined State Law Examination
  2009-06-25

Other Names

• Stephen A Luthmann