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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-24
IN RA APPROVED 2010-12-02
  • TX RA
    APPROVED_RES
    Since 2024-04-24
  • IN RA
    APPROVED
    Since 2010-12-02

Branch Locations

4215 Edison Lakes Pkwy Suite 300, Mishawaka, IN 46545 • United States

South Bend, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Mishawaka IN 12/2010 Present
  • 12/2010 → Present
    Raymond James & Associates
    Mishawaka, IN
Previous Registrations
Other Businesses

(1)Name of Business: eBay seller Address: 620 Black Oak Drive, Trail Creek, IN, 46360, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: One of my clients actively assists friends and family with selling items on eBay and Facebook Marketplace. We discussed having her assist me in moving some of my personal items.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-21
  • S66 Uniform Combined State Law Examination
    2007-08-21

View on SEC IAPD

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