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Christopher Richard Halpin

Empower Advisory Group, LLC

Greenwood Village, CO

Wildwood, MO

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-08-16
  • MO RA
    APPROVED
    Since 2024-08-16

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Wildwood, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc St. Louis MO 07/2018 08/2019
Lincoln Financial Distributors Radnor PA 06/2015 01/2018
Paylocity Schaumburg IL 01/2018 07/2018
Paychex Securities Corporation Chesterfield MO 08/2019 09/2020
Paychex Inc Chesterfield MO 08/2019 01/2021
The Standard Portland OR 01/2021 10/2023
Empower Fnancial Services, Nc Greenwood Village CO 10/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 08/2024 Present
  • 07/2018 → 08/2019
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 06/2015 → 01/2018
    Lincoln Financial Distributors
    Radnor, PA
  • 01/2018 → 07/2018
    Paylocity
    Schaumburg, IL
  • 08/2019 → 09/2020
    Paychex Securities Corporation
    Chesterfield, MO
  • 08/2019 → 01/2021
    Paychex Inc
    Chesterfield, MO
  • 01/2021 → 10/2023
    The Standard
    Portland, OR
  • 10/2023 → Present
    Empower Fnancial Services, Nc
    Greenwood Village, CO
  • 08/2024 → Present
    Empower Advisory Group, Llc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-03
S66 Uniform Combined State Law Examination 2010-05-04
S63 Uniform Securities Agent State Law Examination 2000-10-25
  • S65 Uniform Investment Adviser Law Examination
    2018-12-03
  • S66 Uniform Combined State Law Examination
    2010-05-04
  • S63 Uniform Securities Agent State Law Examination
    2000-10-25
Other Names
  • Christopher Richard Halpin
  • Chris Halpin
  • Christopher Halpin

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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