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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-06 |
Branch Locations
8 Denison Parkway E Ste 70, Corning, NY 14830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Corning | NY | 07/2008 | 05/2024 |
| Raymond James Financial Services Advisors Inc. | Corning | NY | 02/2012 | 05/2024 |
| Corning Fed Credit Union | Corning | NY | 06/2011 | 05/2024 |
| Corning Credit Union Wealth Strategies/Ccu Wealth Strategies | Corning | NY | 06/2011 | 05/2024 |
| Wealth Strategies | Corning | NY | 10/2013 | 05/2024 |
| Wealth Strategies | Corning | NY | 10/2013 | 05/2024 |
| Lpl Financial Llc | Corning | NY | 05/2024 | Present |
1) 04/30/2024 - PINOVA Wealth - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2024 - 160 Hr/Mth 2) 06/03/2024 - Chemung Valley Montessori School - Non-Inv Related - Elmira, NY - Non-Profit Board Member - Started: 8/1/2024 - 1 Hr/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-20 |
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