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Mark William Cornfield

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Corning, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 1994-12-05
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 1994-12-05

Branch Locations

5 E Market St, Corning, NY 14830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Corning NY 11/1994 Present
Bank Of America,Na Corning NY 11/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-22
S63 Uniform Securities Agent State Law Examination 1992-03-31
  • S65 Uniform Investment Adviser Law Examination
    1997-04-22
  • S63 Uniform Securities Agent State Law Examination
    1992-03-31

View on SEC IAPD

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Other Offices

LAKE ROAD ADVISORS, LLC · CORNING, NY
ROOTED PLANNING GROUP · CORNING, NY
ALSWORTH CAPITAL MANAGEMENT, LLC · CORNING, NY
BCK PARTNERS, INC. · CORNING, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Corning, NY
LPL FINANCIAL LLC · CORNING, NY
BURNS MATTESON CAPITAL MANAGEMENT, LLC · CORNING, NY
JOHN G. ULLMAN & ASSOCIATES, INC · CORNING, NY

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