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5 East Market Street Suite 229, Corning, NY 14830 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-01 |
| TX | RA | APPROVED | 2020-11-04 |
Branch Locations
5 East Market Street Suite 229, Corning, NY 14830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lake Road Advisors, Llc | Corning | NY | 01/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-12-20 |
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