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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2011-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Corning | NY | 06/2010 | Present |
| Bank Of America, N.A. | Corning | NY | 06/2011 | Present |
I*81933 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GOLDEN AGE CHEESE CO INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: WOODHULL, NEW YORK 14898 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 6/1/2015 NUMBER OF HOURS DEVOTED: 200 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HELP MY MOTHER, WHO OWNS THE COMPANY, MAKE MARKETING DECISIONS AND WORK WEEKENDS WHEN NEEDED TO ADVERTISE THE COMPANY BY HANDING OUT SAMPLES OF CHEESE ETC ---------- I*115787 For profit or not for profit: For-Profit Organization Name of outside business organization: Denison PKWY Property, LLC Investment related: N Address of business: Painted Post, New York 14870 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 3/17/2018 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: NNN Investment real estate ---------- I*132190 For profit or not for profit: For-Profit Organization Name of outside business organization: LLC Investment related: Y Address of business: Painted Post, New York 14870 Nature of business: LLC, Position, title, association: , Start date of relationship: 4/25/2020 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: real estate investment inherited from my mother when she passed away. A rental company collects rents and manages property for 10% of fee. Rental company is not in any way affiliated with ML or any subsidiary.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-18 |
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