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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2011-01-13
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2011-01-13

Branch Locations

5 E Market St, Corning, NY 14830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Corning NY 06/2010 Present
Bank Of America, N.A. Corning NY 06/2011 Present
Other Businesses

I*81933 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GOLDEN AGE CHEESE CO INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: WOODHULL, NEW YORK 14898 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 6/1/2015 NUMBER OF HOURS DEVOTED: 200 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HELP MY MOTHER, WHO OWNS THE COMPANY, MAKE MARKETING DECISIONS AND WORK WEEKENDS WHEN NEEDED TO ADVERTISE THE COMPANY BY HANDING OUT SAMPLES OF CHEESE ETC ---------- I*115787 For profit or not for profit: For-Profit Organization Name of outside business organization: Denison PKWY Property, LLC Investment related: N Address of business: Painted Post, New York 14870 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 3/17/2018 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: NNN Investment real estate ---------- I*132190 For profit or not for profit: For-Profit Organization Name of outside business organization: LLC Investment related: Y Address of business: Painted Post, New York 14870 Nature of business: LLC, Position, title, association: , Start date of relationship: 4/25/2020 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: real estate investment inherited from my mother when she passed away. A rental company collects rents and manages property for 10% of fee. Rental company is not in any way affiliated with ML or any subsidiary.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-18
  • S66 Uniform Combined State Law Examination
    2010-11-18
Other Names
  • Marco A Hickey

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