Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 East Market Street, Corning, NY 14830 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alsheimer & Evarts Tax Accounting | Avoca | NY | 01/2004 | 01/2024 |
| Hd Vest Investment Services | Avoca | NY | 10/2010 | 02/2018 |
| Katrina Welker | Hornell | NY | 07/2009 | 02/2018 |
| Irvine Wealth Planning Strategies | Corning | NY | 02/2018 | Present |
Ms. Welker volunteers for the free financial helpline of Savvy Ladies. Ms. Welker does not receive compensation for the services she provides; she spends approximately two (2) hours per month in this capacity. This outside business activity is not connected to Rooted Planning Group. Ms. Welker volunteers for the Advisory Board for the Financial Planning Program at Alfred State College. Ms. Welker does not receive compensation for the services she provides; she spends approximately two (2) hours per year at the annual board meeting . This outside business activity is not connected to Rooted Planning Group. Ms. Welker volunteers for Advisors Give Back, which is a pro-bono financial helpline. Ms. Welker does not receive compensation for the services she provides; she spends approximately two (2) hours per month in this capacity. This outside business activity is not connected to Rooted Planning Group.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-08 |
Reach out to this advisor