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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-01-24
TX RA APPROVED_RES 2025-01-24
  • IN RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED_RES
    Since 2025-01-24

Branch Locations

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Fort Wayne IN 01/2000 02/2025
Lincoln Financial Securities Corporation Fort Wayne IN 10/2013 02/2025
Osaic Wealth, Inc. Scottsdale AZ 01/2025 Present
Osaic Wealth, Inc. Scottsdale AZ 01/2025 Present
  • 01/2000 → 02/2025
    Lincoln Financial Advisors
    Fort Wayne, IN
  • 10/2013 → 02/2025
    Lincoln Financial Securities Corporation
    Fort Wayne, IN
  • 01/2025 → Present
    Scottsdale, AZ
  • 01/2025 → Present
    Scottsdale, AZ
Previous Registrations
  • 2003-10-16 → 2025-01-24
    Osaic Fa, Inc.
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
Other Businesses

1) JOSEPH KOENIG/INFORMATION FORGE LLC, CULTURE WARP, FORT WAYNE, IN CATEGORY: LEGAL ENTITY/LLC INVESTMENT-RELATED: NO TITLE: OWNER DUTIES: LLC FOR PUBLISHING, INCLUDING WEB PUBLISHING, EBOOKS, TRADITIONAL HARDCOPY BOOKS, AND CUSTOM PRODUCT MERCHANDISING. START DATE: 08/2013 HOURS PER MONTH: 15 HOURS PER MONTH DURING TRADING HOURS: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-10
  • S66 Uniform Combined State Law Examination
    2003-10-10

View on SEC IAPD

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