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Elizabeth Aulick Robertson

Raymond James & Associates, Inc.

Lexington, KY

Lexington, KY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2013-02-13
  • KY RA
    APPROVED
    Since 2013-02-13

Branch Locations

489 East Main, Lexington, KY 40507 • United States

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Lexington KY 02/2013 Present
Previous Registrations
  • 2007-05-21 → 2013-02-13
    Morgan Keegan & Company, Llc
    Lexington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-18
  • S66 Uniform Combined State Law Examination
    2007-05-18
Other Names
  • Elizabeth Miles Aulick

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

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