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Laura Fraser

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlottesville, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-04-27
TX RA APPROVED_RES 2018-04-03
  • VA RA
    APPROVED
    Since 2018-04-27
  • TX RA
    APPROVED_RES
    Since 2018-04-03

Branch Locations

650 Peter Jefferson Pkwy, Charlottesville, VA 22911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homemaker Memphis TN 05/2016 11/2016
Ftn Financial Capital Markets Memphis TN 11/2016 10/2017
Ftn Financial Securities Corp Memphis TN 11/2016 10/2017
Homemaker Crozet VA 10/2017 02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlottesville VA 02/2018 Present
Bank Of America, N.A. Charlottesville VA 02/2018 Present
  • 05/2016 → 11/2016
    Homemaker
    Memphis, TN
  • 11/2016 → 10/2017
    Ftn Financial Capital Markets
    Memphis, TN
  • 11/2016 → 10/2017
    Ftn Financial Securities Corp
    Memphis, TN
  • 10/2017 → 02/2018
    Homemaker
    Crozet, VA
  • 02/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlottesville, VA
  • 02/2018 → Present
    Bank Of America, N.A.
    Charlottesville, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-26
S63 Uniform Securities Agent State Law Examination 2007-07-06
  • S66 Uniform Combined State Law Examination
    2018-04-26
  • S63 Uniform Securities Agent State Law Examination
    2007-07-06
Other Names
  • Laura Nicole Manning
  • Laura Fraser
  • Laura Nicole Fraser

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · CHARLOTTESVILLE, VA
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HARREN EQUITY PARTNERS, LLC · CHARLOTTESVILLE, VA
CARY STREET PARTNERS · Charlottesville, VA
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