Laura Fraser

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2018-04-27
TX	RA	APPROVED_RES	2018-04-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Homemaker	Memphis	TN	05/2016	11/2016
Ftn Financial Capital Markets	Memphis	TN	11/2016	10/2017
Ftn Financial Securities Corp	Memphis	TN	11/2016	10/2017
Homemaker	Crozet	VA	10/2017	02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlottesville	VA	02/2018	Present
Bank Of America, N.A.	Charlottesville	VA	02/2018	Present

05/2016 → 11/2016

Homemaker

Memphis, TN
11/2016 → 10/2017

Ftn Financial Capital Markets

Memphis, TN
11/2016 → 10/2017

Ftn Financial Securities Corp

Memphis, TN
10/2017 → 02/2018

Homemaker

Crozet, VA
02/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlottesville, VA
02/2018 → Present

Bank Of America, N.A.

Charlottesville, VA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-26
S63	Uniform Securities Agent State Law Examination	2007-07-06

Nearby Firms