Lewis Joseph Nameth

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-06-23

CA RA
APPROVED

Since 2017-06-23

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

212 S Main Ave, Fallbrook, CA 92028 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities	Temecula	CA	05/2014	06/2017
Wells Fargo Clearing Services, Llc	San Diego	CA	06/2017	Present

05/2014 → 06/2017

Jp Morgan Securities

Temecula, CA
06/2017 → Present

Wells Fargo Clearing Services, Llc

San Diego, CA

Previous Registrations

2014-06-23 → 2017-07-06

J.P. Morgan Securities Llc

Temecula, CA

Escondido, CA

Escondido, CA
2011-11-10 → 2014-05-16

Td Ameritrade, Inc.

San Diego, CA
2011-11-10 → 2014-05-16

Td Ameritrade Investment Management, Llc

Rancho Bernardo, CA
2008-06-10 → 2011-11-04

Charles Schwab & Co., Inc.

Brea, CA
2007-06-28 → 2008-03-18

Morgan Stanley & Co. Llc

Santa Ana, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-27

S66 Uniform Combined State Law Examination

2007-06-27

Other Names

Lewis Nameth
Lewis J Nameth
Lew Nameth

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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