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Victoria Ann Mercado

Mma Securities LLC

Minneapolis, MN

Schaumburg, IL

Schaumburg, IL

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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-23
  • IL RA
    APPROVED
    Since 2022-09-23

Branch Locations

6160 Golden Hills Drive, Minneapolis, MN 55416 • United States

20 N. Martingale Rd; Ste. 100, Schaumburg, IL 60173 • United States

20 N. Martingale Road, Ste. 100, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Assurance Financial Services Chicago IL 03/2016 04/2020
Kestra Investment Services, Llc Chicago IL 05/2016 04/2020
Mma Agency Llc Schaumburg IL 04/2020 Present
Mma Securities Llc Schaumburg IL 04/2020 Present
  • 03/2016 → 04/2020
    Assurance Financial Services
    Chicago, IL
  • 05/2016 → 04/2020
    Kestra Investment Services, Llc
    Chicago, IL
  • 04/2020 → Present
    Mma Agency Llc
    Schaumburg, IL
  • 04/2020 → Present
    Mma Securities Llc
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-09-16
  • S63 Uniform Securities Agent State Law Examination
    2016-09-16
Designations
Other Names
  • Victoria Ann Ofenloch

View on SEC IAPD

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