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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-29
TN RA APPROVED 2012-09-28
  • TX RA
    APPROVED
    Since 2024-07-29
  • TN RA
    APPROVED
    Since 2012-09-28

Branch Locations

5100 Poplar Ave Suite 2300, Memphis, TN 38137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Memphis TN 08/2012 Present
Mml Investors Services, Llc Memphis TN 09/2012 Present
Previous Registrations
  • 2008-10-23 → 2012-09-05
    New England Securities
    Memphis, TN
Other Businesses

NAME: KNOWLTON BENEFIT CONSULTANTS, INC INV REL: Y ADD: 5100 POPLAR AVE, STE. 2300 MEMPHIS TN. 38137 NATURE: LIFE AND HEALTH INSURANCE SALES POSITION: SALES, AGENT START DATE: 5/01/2014 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-18
S63 Uniform Securities Agent State Law Examination 2007-08-14
  • S65 Uniform Investment Adviser Law Examination
    2008-10-18
  • S63 Uniform Securities Agent State Law Examination
    2007-08-14
Designations
Other Names
  • Matt Montgomery

View on SEC IAPD

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