Maria Arellano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 08/2017
  Westminster College
  Salt Lake City, UT
• 08/2017 → 12/2017
  N/A
  Salt Lake City, UT
• 12/2017 → Present
  Lpl Financial Llc
  Salt Lake City, UT

Previous Registrations

• 2012-06-08 → 2016-08-22
  Morgan Stanley
  South Jordan, UT
• 2011-11-15 → 2012-05-15
  Td Ameritrade, Inc.
  Salt Lake City, UT
• 2011-11-15 → 2012-05-15
  Td Ameritrade Investment Management, Llc
  Salt Lake City, UT

Exams

• S66 Uniform Combined State Law Examination
  2011-11-07
• S63 Uniform Securities Agent State Law Examination
  2007-04-18

Other Names

• Maria Arellano
• Maria Mercedes Arellano