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Kerry Ann Mcnichols

J.P. Morgan Securities LLC

Denver, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-08-29
TX RA APPROVED 2022-08-29
  • CO RA
    APPROVED
    Since 2022-08-29
  • TX RA
    APPROVED
    Since 2022-08-29

Branch Locations

1455 16Th St Ste 407, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Denver CO 03/2022 Present
J.P. Morgan Securities Llc Denver CO 03/2022 Present
Unemployed Denver CO 07/2020 02/2022
Unemployed Darien CT 12/2015 06/2020
  • 03/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Denver, CO
  • 03/2022 → Present
    J.P. Morgan Securities Llc
    Denver, CO
  • 07/2020 → 02/2022
    Unemployed
    Denver, CO
  • 12/2015 → 06/2020
    Unemployed
    Darien, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-26
S63 Uniform Securities Agent State Law Examination 2007-09-11
  • S66 Uniform Combined State Law Examination
    2022-08-26
  • S63 Uniform Securities Agent State Law Examination
    2007-09-11
Other Names
  • Kerry Ann Brassil
  • Kerry Ann Brassil

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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