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Dayna Lynn Birkley

Kingswood Wealth Advisors, LLC

Santa Barbara, CA

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Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-03
  • CA RA
    APPROVED
    Since 2024-06-03

Branch Locations

8 West Victoria Street, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Santa Barbara CA 03/2003 06/2024
Wells Fargo Advisors Llc Montecito CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Montecito CA 11/2016 06/2024
Kingswood Capital Partners Santa Barbara CA 06/2024 Present
Kingswood Wealth Advisors Santa Barbara CA 06/2024 Present
  • 03/2003 → 06/2024
    Wells Fargo Bank
    Santa Barbara, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Montecito, CA
  • 11/2016 → 06/2024
    Wells Fargo Clearing Services, Llc
    Montecito, CA
  • 06/2024 → Present
    Kingswood Capital Partners
    Santa Barbara, CA
  • 06/2024 → Present
    Kingswood Wealth Advisors
    Santa Barbara, CA
Previous Registrations
  • 2011-01-03 → 2024-06-12
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
    Minneapolis, MN
    Montecito, CA
    San Luis Obispo, CA
    Minneapolis, MN
    Tarpon Springs, FL
    Santa Barbara, CA
  • 2007-06-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Montecito, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-31
  • S66 Uniform Combined State Law Examination
    2007-05-31

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA
PLANMEMBER SECURITIES CORPORATION · SANTA BARBARA, CA

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