Dayna Lynn Birkley

Employer firm

Kingswood Wealth Advisors, LLC CRD 288792

$3.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → 06/2024
  Wells Fargo Bank
  Santa Barbara, CA
• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Montecito, CA
• 11/2016 → 06/2024
  Wells Fargo Clearing Services, Llc
  Montecito, CA
• 06/2024 → Present
  Kingswood Capital Partners
  Santa Barbara, CA
• 06/2024 → Present
  Kingswood Wealth Advisors
  Santa Barbara, CA

Previous Registrations

• 2011-01-03 → 2024-06-12
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Minneapolis, MN
  Montecito, CA
  San Luis Obispo, CA
  Minneapolis, MN
  Tarpon Springs, FL
  Santa Barbara, CA
• 2007-06-01 → 2011-01-03
  Wells Fargo Investments, Llc
  Montecito, CA

Exams

• S66 Uniform Combined State Law Examination
  2007-05-31