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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2017-05-03 |
Branch Locations
999 Bishop Street Floor 2, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Hawaiian Advisors | Honolulu | HI | 03/2011 | Present |
| Bancwest Investment Services, Inc | Honolulu | HI | 03/2011 | 05/2017 |
| Raymond James Financial Services, Inc. | Honolulu | HI | 05/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Honolulu | HI | 05/2017 | Present |
| Raymond James Financial | Honolulu | HI | 05/2017 | Present |
| Ab Services Llc | Honolulu | HI | 06/2006 | Present |
| First Hawaiian Bank | Honolulu | HI | 03/2011 | Present |
| Not Provided | Honolulu | HI | 05/2017 | Present |
(1)Name of Business: Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813-4457, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: referring advisor only - First Hawaiian Advisors (2)Name of Business: AB Services LLC Address: PO Box 235768, Honolulu, HI, 96823, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/07/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member, LLC is dormant (no activity) (3)Name of Business: AB Services LLC Address: PO Box 235768 , Honolulu, HI, 96823, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/07/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: AB Services is a general business consulting LLC. This entity has been idle since inception. (4)Name of Business: First Hawaiian Advisors Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: referring partner (5)Name of Business: First Hawaiian Bank Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 03/07/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: to facilitate investing for bank customers (6)Name of Business: First Hawaiian Bank Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813-4457, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 03/18/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: assist clients with servicing retirement plans
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-15 |
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