Steven Alan Schertel

Current Employers

Employment History

• 01/2008 → 11/2017
  Wells Fargo Advisors And Legacy Firms
  St. Louis, MO
• 11/2017 → Present
  Raymond James Financial Services, Inc.
  Hannibal, MO
• 11/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Hannibal, MO
• 11/2018 → Present
  Kestra Investment Services, Llc
  Quincy, IL
• 11/2018 → Present
  Kestra Advisory Services, Llc
  Quincy, IL

Previous Registrations

• 2017-11-29 → 2018-09-27
  Raymond James Financial Services Advisors, Inc
  Hannibal, MO
• 2011-06-06 → 2017-12-04
  Wells Fargo Advisors Financial Network, Llc
  Hannibal, MO
• 2008-01-01 → 2011-06-03
  Wells Fargo Clearing Services, Llc
  Quincy, IL
  Hannibal, MO
• 2007-11-16 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Louis, MO
  Quincy, IL
  St. Louis, MO

Other Businesses

Business Name: KB Elliot Investment Related: Yes Address: 3048 Spring Mill Drive Suite B Springfield IL 62704 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Rep Start Date: 11/7/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Advising clients and assisting with investment decisions.Business Name: Kestra Advisory Services llc Investment Related: Yes Address: 5707 Southwest Parkway Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 11/9/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisor Representative

Exams

• S66 Uniform Combined State Law Examination
  2007-05-18

Other Names

• Steven A Schertel