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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-03 |
| FL | RA | APPROVED | 2010-11-08 |
Branch Locations
495 North Keller Road Suite 150, Maitland, FL 32751-8658 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Securities Llc | Orlando | FL | 12/2007 | Present |
| New York Life Insurance Company | Orlando | FL | 04/2007 | Present |
| Eagle Strategies Llc | Orlando | FL | 11/2010 | Present |
[INSURANCE BROKERING; appointed with outside carriers for the purpose of brokering non-registered insurance products; start date: 05/2013] [Indian American Chamber of Commerce; events for the indian/non indian community, so basically a networking organization; 670 N. Orlando Ave, Ste 1003, Maitland, FL 32751; Start Date 07/2014; Role/Title: Board Member-Secretary; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours] [Shah & Company, LLC; buying rental properties (residential and commercial) and flipping properties; 2939 Summer Swan Dr., Orlando, FL 32825; Start Date 05/2015; Role/Title: Owner; Investment Related; 10 hours per month; 3 hours per month during securities trading hours] [UCF College of Science - Dean Advisory Board; provide insights, ideas and make connections with the community; 12716 Pegasus Drive, Orlando, FL 32816; Start Date 11/2023; Role/Title: Board Member; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours; help with insight, ideas and connections] [Asian American Chamber of Commerce; chamber providing business networking events throughout the year; 3201 E Colonial Dr, Orlando, FL 32803; Start Date 01/2023; Role/Title: Board Member; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours; help plan events and contribute ideas at board meetings]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-16 |
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