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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-03
FL RA APPROVED 2010-11-08
  • TX RA
    APPROVED_RES
    Since 2023-08-03
  • FL RA
    APPROVED
    Since 2010-11-08

Branch Locations

495 North Keller Road Suite 150, Maitland, FL 32751-8658 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Securities Llc Orlando FL 12/2007 Present
New York Life Insurance Company Orlando FL 04/2007 Present
Eagle Strategies Llc Orlando FL 11/2010 Present
  • 12/2007 → Present
    New York Life Securities Llc
    Orlando, FL
  • 04/2007 → Present
    New York Life Insurance Company
    Orlando, FL
  • 11/2010 → Present
    Orlando, FL
Other Businesses

[INSURANCE BROKERING; appointed with outside carriers for the purpose of brokering non-registered insurance products; start date: 05/2013] [Indian American Chamber of Commerce; events for the indian/non indian community, so basically a networking organization; 670 N. Orlando Ave, Ste 1003, Maitland, FL 32751; Start Date 07/2014; Role/Title: Board Member-Secretary; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours] [Shah & Company, LLC; buying rental properties (residential and commercial) and flipping properties; 2939 Summer Swan Dr., Orlando, FL 32825; Start Date 05/2015; Role/Title: Owner; Investment Related; 10 hours per month; 3 hours per month during securities trading hours] [UCF College of Science - Dean Advisory Board; provide insights, ideas and make connections with the community; 12716 Pegasus Drive, Orlando, FL 32816; Start Date 11/2023; Role/Title: Board Member; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours; help with insight, ideas and connections] [Asian American Chamber of Commerce; chamber providing business networking events throughout the year; 3201 E Colonial Dr, Orlando, FL 32803; Start Date 01/2023; Role/Title: Board Member; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours; help plan events and contribute ideas at board meetings]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-13
S63 Uniform Securities Agent State Law Examination 2008-08-16
  • S65 Uniform Investment Adviser Law Examination
    2010-10-13
  • S63 Uniform Securities Agent State Law Examination
    2008-08-16

View on SEC IAPD

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