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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-09
AZ RA APPROVED 2010-08-31
  • TX RA
    APPROVED_RES
    Since 2023-06-09
  • AZ RA
    APPROVED
    Since 2010-08-31

Branch Locations

6263 N Scottsdale Rd Suite 140, Scottsdale, AZ 85250 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Scottsdale AZ 08/2010 Present
Mml Investors Services Scottsdale AZ 08/2010 Present
  • 08/2010 → Present
    Massmutual Life Insurance Company
    Scottsdale, AZ
  • 08/2010 → Present
    Mml Investors Services
    Scottsdale, AZ
Previous Registrations
  • 2009-09-03 → 2010-09-01
    Osaic Fa, Inc.
    Phoenix, AZ
    Scottsdale, AZ
Other Businesses

(1) NAME: KAREN STARBOWSKI INV REL: Y ADD: RESIDENTIAL NATURE: IND LIFE/HEALTH, GRP LIFE/HEALTH INS POSITION: AGENT START DATE: 2006 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 (2) NAME: DFG CASUALTY & BENEFITS, LLC INV REL: Y ADD: 6263 NORTH SCOTTSDALE ROAD SUITE 140 SCOTTSDALE AZ 85250 NATURE: P&C POSITION: REFERRAL PARTNER START DATE: 12/2017 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5. (3) NAME: KAREN STARBOWSKI- SPEAKER INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: PUBLIC SPEAKING POSITION: SPEAKER START DATE: 11/19/2024 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 1 DESCRIBE DUTIES: SPEAKING TO GROUPS ABOUT STARTING A PLANNING BUSINESS. (4) NAME: KAREN L STARBOWSKI FINANCIAL PLANNING LLC, INV REL: Y, ADD: RESIDENTIAL ADDRESS NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 7/6/2026 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-31
S63 Uniform Securities Agent State Law Examination 2007-05-15
  • S66 Uniform Combined State Law Examination
    2009-08-31
  • S63 Uniform Securities Agent State Law Examination
    2007-05-15
Other Names
  • Karen Lynne Barabas

View on SEC IAPD

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