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Chase J Harkness

Janney Montgomery Scott LLC

Cincinnati, OH

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-03-03
OH RA APPROVED 2022-03-03
  • KY RA
    APPROVED
    Since 2022-03-03
  • OH RA
    APPROVED
    Since 2022-03-03

Branch Locations

8044 Montgomery Road Suite 415, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Cincinnati OH 02/2012 03/2022
Janney Montgomery Scott Llc Cincinnati OH 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-23
S63 Uniform Securities Agent State Law Examination 2007-06-19
  • S66 Uniform Combined State Law Examination
    2012-04-23
  • S63 Uniform Securities Agent State Law Examination
    2007-06-19
Designations

View on SEC IAPD

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OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
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