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Andrew James Baker

Citizens Securities, Inc.

Westwood, MA

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2012-07-10
  • RI RA
    APPROVED
    Since 2012-07-10

Branch Locations

200 Station Drive, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Westwood MA 02/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-09
S63 Uniform Securities Agent State Law Examination 2007-05-22
  • S66 Uniform Combined State Law Examination
    2012-07-09
  • S63 Uniform Securities Agent State Law Examination
    2007-05-22
Other Names
  • Andrew J Baker

View on SEC IAPD

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