Christopher Lee Gall

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 10/2017
  National Planning Corporation
  San Diego, CA
• 03/2007 → 10/2017
  Trilogy Financial Services
  San Diego, CA
• 10/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 11/2015 → 10/2017
  Trilogy Capital
  Huntington Beach, CA

Previous Registrations

• 2010-03-24 → 2017-10-24
  National Planning Corporation
  San Diego, CA
• 2015-11-23 → 2017-10-20
  Trilogy Capital, Inc.
  San Diego, CA
  Irvine, CA

Other Businesses

1.LUMINOUS FINANCIAL GROUP LLC, 11622 EL CAMINO REAL STE 100, SAN DIEGO, CA, 5/2018 AS PRESIDENT/CEO /FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 20/WK - 10/TRADING. 2.INDEPENDENT INSURANCE AGENT, 11622 ELCAMINO REAL, STE 100, SAN DIEGO, CA, 4/2007 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 30/MO - 20/TRADING. 3. CIRA 1776 Pleasant Plain Road Fairfield IA 52556. Advisory Rep of a RIA. 10/16/2017. Investment related. 30hrs weekly, 20hrs/ during trading 4. BOY SCOUTS OF AMERICA - DEN LEADER, 7009 Via Ostiones, Carlsbad CA 92009, United States, 10/03/2024, Position of Authority, Volunteer, NIR, 5HR/MO - 0HR/TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-04-22
• S63 Uniform Securities Agent State Law Examination
  2007-04-16

Other Names

• Chris Gall
• Christopher Gall