Michael Scott Malcolm

Current Employers

Employment History

• 02/2000 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2005 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2012 → Present
  Ridgeview Advisers, Llc
  Reamstown, PA
• 10/2011 → Present
  M2T Llc
  Denver, PA
• 12/2015 → Present
  Lms Advisors Llc
  New Holland, PA
• 12/2015 → Present
  Lms Tax And Accounting Llc
  New Holland, PA

Other Businesses

1)LMS ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FINANCIAL SERVICES, STARTED 12/2015, APX 40 HOURS PER WEEK, 32,50 DURING TRADING HOURS, DBA NAME FOR INVESTMENT PRACTICE 2)RIDGEVIEW ADVISERS, LLC, DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; REAMSTOWN, PA; WEALTH MANAGER; MANAGING MEMBER; SINCE 11/2012; 100 HRS/MONTH DURING SECURITIES TRADING HOURS: 3)LMS TAX & ACCOUNTING LLC INVESTMENT RELATED: YES ADDRESS: 301 EAST MAIN STREET, NEW HOLLAND PA 17557 NATURE OF BUSINESS: TAX, ACCOUNTING, PAYROLL START DATE: 12/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 BRIEF DESCRIPTION OF DUTIES: VARIOUS ACCOUNTING DUTIES 4) M2T LLC, INVESTMENT AND NON-INVESTMENT RELATED, HOLDING COMPANY FOR LESHER CPA LLC AND MALCOLM FINANCIAL LLC, START DATE 10/15/2011, PART OWNER: 5) MICHAEL MALCOLM; NOT INVESTMENT RELATED; 201 GAP ROAD, STRASBURG, PA 17579; RENTAL PROPERTY; START 1/2012; 0 HOURS/WEEK; OWNER.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-05-09

Designations