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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-08-07
  • PA RA
    APPROVED
    Since 2019-08-07

Branch Locations

49 E. Main Street, Leola, PA 17540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smoker & Company Leola PA 09/2013 01/2021
Smoker Wealth Managemtent, Llc Leola PA 08/2019 Present
Cetera Financial Specialists Llc Schaumburg IL 12/2018 08/2019
Cetera Financial Specialists Llc Schaumburg IL 08/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2019 Present
Smoker & Company, Llc Lititz PA 01/2021 Present
  • 09/2013 → 01/2021
    Smoker & Company
    Leola, PA
  • 08/2019 → Present
    Smoker Wealth Managemtent, Llc
    Leola, PA
  • 12/2018 → 08/2019
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2019 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2019 → Present
    Schaumburg, IL
  • 01/2021 → Present
    Smoker & Company, Llc
    Lititz, PA
Other Businesses

1)NAME OF OTHER BUSINESS: SMOKER WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: YES; ADDRESS: 49 E. MAIN STREET, LEOLA, PA 17540; NATURE OF BUSINESS: ADVISORY WEALTH MANAGEMENT; START DATE: 08/2019; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 12; BRIEF DESCRIPTION OF DUTIES: WEALTH MANAGEMENT SERVICES; 2)NAME OF OTHER BUSINESS: SMOKER & COMPANY, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX ACCOUNTING FIRM; START DATE: 1/2021; POSITION/TITLE/RELATIONSHIP: MEMBER/CPA; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES:TAX PREPARATION AND PLANNING SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-06
  • S66 Uniform Combined State Law Examination
    2019-08-06

View on SEC IAPD

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