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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-10-13
  • PA RA
    APPROVED
    Since 2014-10-13

Branch Locations

49 E. Main Street, Leola, PA 17540 • United States

431 West Main Street, Ephrata, PA 17522 • United States

3506 Perkiomen Avenue, Reading, PA 19606 • United States

662 Furnace Hills Pike, Lititz, PA 17543 • United States

220 N Duke St, Lancaster, PA 17602 • United States

24 South Main St, Manheim, PA 17545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smoker Wealth Management Leola PA 01/2012 Present
Smoker & Company Leola PA 01/2012 Present
Cetera Financial Specialists Llc Schaumburg IL 03/2014 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2014 Present
Smoker Property Management Leola PA 02/2019 Present
  • 01/2012 → Present
    Smoker Wealth Management
    Leola, PA
  • 01/2012 → Present
    Smoker & Company
    Leola, PA
  • 03/2014 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2014 → Present
    Schaumburg, IL
  • 02/2019 → Present
    Smoker Property Management
    Leola, PA
Other Businesses

1) SMOKER WEALTH MANAGEMENT, INVESTMENT-RELATED, SAME ADDRESS AS REGISTERED LOCATION, INVESTMENT SERVICES, START DATE 06/01/2012, 30-40 HRS/WEEK, REGISTERED REPRESENTATIVE: 2) NAME OF OTHER BUSINESS: SMOKER & COMPANY INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 01/2021, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: TAX PREP AND PLANNING SERVICES; 3)NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 02/2019 ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS PROPERTY & CASUALTY INSURANCE 4)NAME OF OTHER BUSINESS: SMOKER PROPERTY MANAGEMENT ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: COMMERCIAL AND RESIDENTIAL PROPERTY MANAGEMENT ; START DATE: 02/2019 ; POSITION/TITLE/RELATIONSHIP: ASST PROPERTY MANAGER ; APX NUMBER OF HOURS PER WEEK: 5-10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5-10 ; BRIEF DESCRIPTION OF DUTIES: SHOW RENTALS, TAKE INFORMATION, PAYMENTS AND DELIVER EVICTION NOTICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-13
  • S66 Uniform Combined State Law Examination
    2014-10-13
Designations

View on SEC IAPD

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