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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2010 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2010 | Present |
| M2T | Denver | PA | 11/2011 | Present |
| Lms Advisors Llc | New Holland | PA | 12/2015 | Present |
| Lms Tax And Accounting Llc | New Holland | PA | 12/2015 | Present |
1) : LMS ADVISORS LLC INVESTMENT RELATED: YES ADDRESS: 301 EAST MAIN STREET NEW HOLLAND PA 17557 NATURE OF BUSINESS: SECURITIES RELATED BUSINESS START DATE: 12/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: 50% OWNER BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISING 2) M2T; NOT INV REL; DENVER, PA; ACCOUNTING HOLDING FIRM; TAX PREPARER; START DATE 11/2011; JAN - APR 250 HRS/MTH, 140 DURING SECURITIES TRADING HRS AND MAY - DEC 50 HRS/MTH DURING SECURITIES TRADING HRS: 3) LMS TAX & ACCOUNTING LLC INVESTMENT RELATED: YES ADDRESS: 301 EAST MAIN STREET NEW HOLLAND PA 17557 NATURE OF BUSINESS: TAX, ACCOUNTING, PAYROLL START DATE: 12/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 BRIEF DESCRIPTION OF DUTIES: VARIOUS ACCOUNTING DUTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-20 |
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