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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2022 | Present |
| Smoker Wealth Management Llc - Dba For Investments | Leola | PA | 10/2021 | Present |
| Smoker & Company Llc | Leola | PA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2023 | Present |
1) SMOKER WEALTH MANAGEMENT LLC; LEOLA, PA; INVESTMENT RELATED; DBA FOR INVESTMENTS; SINCE 10/2021; 20 HRS/MO 2) SMOKER & COMPANY LLC; LEOLA, PA; NON-INVESTMENT RELATED; REVIEW/PREP TAX RETURNS/TAX SERVICES; CPA; SINCE 01/2013 130 HRS/MO;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-13 |
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