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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-13
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2018-01-13
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

1302 Garnet Ave, San Diego, CA 92109 • United States

5522 Balboa Ave, San Diego, CA 92111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Diego CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
Previous Registrations
  • 2007-06-27 → 2011-01-03
    Wells Fargo Investments, Llc
    San Diego, CA
Other Businesses

RENTAL PROPERTY; INV RELATED; SAN DIEGO, CA; 100% OWNERSHIP; START 3/4/2016; 1 HR PER MONTH, 0 DURING TRADING; LANDLORD. RENTAL PROPERTY, INV RELATED, BIG BEAR LAKE, CA, 100% OWNERSHIP, START 10/16/2017, 3 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY; INV RELATED; SAN DIEGO, CA; 100% OWNERSHIP; START 11/19/2018; 1 HR PER MONTH, 0 DURING TRADING; LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-26
  • S66 Uniform Combined State Law Examination
    2007-06-26

View on SEC IAPD

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