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Michele Ann Gasper

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-30
CT RA APPROVED 2023-05-09
  • TX RA
    APPROVED
    Since 2023-05-30
  • CT RA
    APPROVED
    Since 2023-05-09

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Burlington MA 07/2016 12/2016
Citizens Bank Medford MA 12/2016 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newton MA 07/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-05
S63 Uniform Securities Agent State Law Examination 2007-05-01
  • S66 Uniform Combined State Law Examination
    2023-05-05
  • S63 Uniform Securities Agent State Law Examination
    2007-05-01
Other Names
  • Michele Ann Hachey
  • Michele A. Gasper
  • Michele A Hachey
  • Michele Ann Gasper
  • Michele A Gasper
  • Michele Gasper

View on SEC IAPD

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