Doan Phuong Nguyen

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 04/2017
  Guardian Life Insurance Company
  San Diego, CA
• 01/2015 → 04/2017
  Park Avenue Securities
  San Diego, CA
• 04/2017 → 06/2022
  Guardian Life Insurance
  Honolulu, HI
• 04/2017 → 06/2022
  Park Avenue Securities
  Honolulu, HI
• 06/2022 → 06/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2022 → 06/2024
  Cambridge Investment Reserach Advisors, Inc.
  Fairfield, IA
• 09/2010 → 06/2022
  West Pac Wealth Partners
  New York, NY
• 06/2024 → Present
  Guardian Life Insurance
  San Diego, CA
• 06/2024 → Present
  Park Avenue Securities
  San Diego, CA

Previous Registrations

• 2022-06-15 → 2024-06-14
  Cambridge Investment Research Advisors, Inc.
  Honolulu, HI
  San Diego,, CA
  San Diego, CA
  Honolulu, HI
• 2010-10-12 → 2022-06-20
  Park Avenue Securities Llc
  Honolulu, HI
  La Jolla, CA
  San Diego, CA
  Honolulu, HI
• 2009-07-17 → 2010-09-22
  Signator Investors, Inc.
  Honolulu, HI

Other Businesses

1) DOAN P NGUYEN, SAN DIEGO, CA, 11/2011, AGENT, MEDICARE PLAN SALES, NIR, 100 HR/MO, 0 HR/MO TRADING. 2) DOAN NGUYEN, HONOLULU, HI, 06/2022, OWNER, RENTAL PROPERTY, NIR, 0 HR/MO, 0 HR/MO TRADING 3) Standard; broker, only want to be able to sell Standard insurance products.; not investment related; 677 Ala Moana blvd ste 720 Honolulu, HI 96813; 2 hrs

Exams

• S66 Uniform Combined State Law Examination
  2007-08-20

Other Names

• Doan Nguyen
• Phuongdoan Nguyen
• Doan Nguyen Zepeda
• Doan P Nguyen
• Doan N Zepeda
• Doan N Nguyen