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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-19 |
| NV | RA | APPROVED | 2024-06-18 |
| CA | RA | APPROVED | 2024-06-17 |
| HI | RA | APPROVED | 2024-06-17 |
| NY | RA | APPROVED | 2024-06-17 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | San Diego | CA | 01/2015 | 04/2017 |
| Park Avenue Securities | San Diego | CA | 01/2015 | 04/2017 |
| Guardian Life Insurance | Honolulu | HI | 04/2017 | 06/2022 |
| Park Avenue Securities | Honolulu | HI | 04/2017 | 06/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2022 | 06/2024 |
| Cambridge Investment Reserach Advisors, Inc. | Fairfield | IA | 06/2022 | 06/2024 |
| West Pac Wealth Partners | New York | NY | 09/2010 | 06/2022 |
| Guardian Life Insurance | San Diego | CA | 06/2024 | Present |
| Park Avenue Securities | San Diego | CA | 06/2024 | Present |
1) DOAN P NGUYEN, SAN DIEGO, CA, 11/2011, AGENT, MEDICARE PLAN SALES, NIR, 100 HR/MO, 0 HR/MO TRADING. 2) DOAN NGUYEN, HONOLULU, HI, 06/2022, OWNER, RENTAL PROPERTY, NIR, 0 HR/MO, 0 HR/MO TRADING 3) Standard; broker, only want to be able to sell Standard insurance products.; not investment related; 677 Ala Moana blvd ste 720 Honolulu, HI 96813; 2 hrs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-20 |
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