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Linh Pham Dipippa

Mma Securities LLC

San Diego, CA

San Francisco, CA

CRD 4136936

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Employer firm

Mma Securities LLC CRD 44254

10,839 advisory clients

Reported services (Item 5G)

  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ADVISORY SERVICES TO RETIREMENT PLAN PARTICIPANTS

From the firm’s Form ADV. Read the guides:

Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-07
  • CA RA
    APPROVED
    Since 2019-10-07

Branch Locations

9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States

50 California Street, Suite 3050, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc San Francisco CA 06/2016 05/2018
Rbc Global Asset Management (U.S.) Inc. San Francisco CA 06/2016 05/2018
Mma Agency San Diego CA 04/2019 Present
Mma Securities Llc San Diego CA 04/2019 Present
Unemployed San Francisco CA 05/2018 04/2019
  • 06/2016 → 05/2018
    Rbc Capital Markets, Llc
    San Francisco, CA
  • 06/2016 → 05/2018
    Rbc Global Asset Management (U.S.) Inc.
    San Francisco, CA
  • 04/2019 → Present
    Mma Agency
    San Diego, CA
  • 04/2019 → Present
    San Diego, CA
  • 05/2018 → 04/2019
    Unemployed
    San Francisco, CA
Other Businesses

(1) The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. (2) CHARITIES HOUSING; ADDRESS: 1400 PARKMOOR AVE., STE 190, SAN JOSE, CA 95126; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 05/15/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-07
S63 Uniform Securities Agent State Law Examination 2000-08-08
  • S65 Uniform Investment Adviser Law Examination
    2019-10-07
  • S63 Uniform Securities Agent State Law Examination
    2000-08-08
Other Names
  • Linh Dang Pham

View on SEC IAPD

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